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The main conference room at the firm.

At Private Wealth Solutions, we provide much more than investment management services to our clients. 

The New Client Experience

New Client Process

The New Client Process


Complimentary Investment and Financial Advice

Your current 401(k) or other employer sponsored plan


Friends and relatives

Retirement Probability Calculation

Through use of a detailed questionnaire, a complete analysis of retirement income needs and expected expenses is generated. Volatility is measured by using the Riskalyze® software. This report details the likelihood of you reaching your financial goals while addressing the three main risks in retirement:

Outliving your money

Significant principal loss

Disabling illness

Feet of person waiting in the lobby for meeting.

Comprehensive Wealth Analysis Report

A detailed analysis of:

Risk of your portfolio (overlap and correlation analysis)

Tax implications of your holdings

Estate Planning challenges

Insurance needs

Customized Morningstar® Web Portal

Quarterly performance reports, billing summaries, document storage


Daily account values and customizable performance analysis

Client Benefits

Relationship Rules

What You Can Expect From Us

Timely and accurate reporting of your investments through monthly or quarterly statements

Minimum of annual or semi-annual investment reviews and updates

A comprehensive plan that takes into account ALL your financial needs including: insurance, estate planning, investments, and more

Regular phone calls just to "check-in"

Unbiased and objective investment advice

A well-thought-out approach to securing your long-term financial goals

A well diversified portfolio that reduces volatility while securing your long term financial goals

Total and complete confidentiality on all matters


Objective financial advice for friends or relatives

What You Should Not Expect From Us

Market Prognostication

The "best" performing mutual funds

Opinions on individual stocks

A risk free portfolio

What We Expect of You

Availability to meet 1-2 times a year

Prompt response to telephone messages

Total disclosure and complete honesty

How We Get Paid

Fees are tiered and begin at 1.5%

 They are detailed on our client service agreement.

Commissions may be paid on insurance products (Annuities, Life Insurance, Long Term Care)

Client Service Agreement

Client Service Agreement

  • Semi-annual or quarterly in-person investment reviews (depending on need)

  • Retirement probability calculation updated daily

  • Quarterly check-in phone calls

  • Complimentary quarterly financial updates

  • Customized web portal

    • account performance and balances updated daily​

    • document storage

  • Portfolio volatility preference measured using Riskalyze® software

    • Retirement probability calculation updated daily​

  • Complete review of all financial assets, including 401(k) plans and other assets not managed by the team

  • Financial advice for friends and relatives

  • Advice on all financial matters (tax, home loans, insurance, etc.)

  • Prompt and courteous response to your other professionals (CPA, Loan Office Attorney, etc.)


We offer a tiered rate schedule or a flat fee plan on request (Our minimum flat fee is $1,500.00. Our maximum fee is $5,000.00*).



$500,000 - $250,000

$1,000,000 - $500,000

$5,000,000 - $1,000,000

$100,000,000 - $5,000,000








*Additional fees may apply depending on the account type.

What to Bring
Outside the building as you walk in the front doors.

What To Bring To Your First Appointment

Tax Return

All Financial Statements

Insurance Policies

Financial/Investment Goals

An Open Mind

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